Open Access

Vector-valued modular forms and the mock theta conjectures

Research in Number Theory20162:32

DOI: 10.1007/s40993-016-0062-6

Received: 20 May 2016

Accepted: 13 October 2016

Published: 25 November 2016


The mock theta conjectures are ten identities involving Ramanujan’s fifth-order mock theta functions. The conjectures were proven by Hickerson in 1988 using q-series methods. Using methods from the theory of harmonic Maass forms, specifically work of Zwegers and Bringmann–Ono, Folsom reduced the proof of the mock theta conjectures to a finite computation. Both of these approaches involve proving the identities individually, relying on work of Andrews–Garvan. Here we give a unified proof of the mock theta conjectures by realizing them as an equality between two nonholomorphic vector-valued modular forms which transform according to the Weil representation. We then show that the difference of these vectors lies in a zero-dimensional vector space.

1 Background

In his last letter to Hardy, dated three months before his death in early 1920, Ramanujan briefly described a new class of functions which he called mock theta functions, and he listed 17 examples [2, p. 220]. These he separated into three groups: four of third order, ten of fifth order, and three of seventh order. The fifth order mock theta functions he further divided into two groups1; for example, four of these fifth order functions are
$$\begin{aligned} f_0(q)= & {} \sum _{n=0}^\infty \frac{q^{n^2}}{(-q;q)_n},\quad f_1(q)= \sum _{n=0}^\infty \frac{q^{n(n+1)}}{(-q;q)_n}, \\ F_0(q)= & {} \sum _{n=0}^\infty \frac{q^{2n^2}}{(q;q^2)_n}, \quad F_1(q) = \sum _{n=0}^\infty \frac{q^{2n(n+1)}}{(q;q^2)_{n+1}}. \end{aligned}$$
Here we have used the standard q-Pochhammer notation \((a;q)_n {:=} \prod _{m=0}^{n-1} (1-aq^m)\).
The mock theta conjectures are ten identities found in Ramanujan’s lost notebook, each involving one of the fifth-order mock theta functions. The identities for the four mock theta functions listed above are (following the notation of [13, p. 206], and correcting a sign error in the fourth identity in that paper; see also [1, 14])
$$\begin{aligned} f_0(q)&= -2q^2 M\left( \frac{1}{5}, q^{10}\right) + \theta _4(0,q^5) G(q), \end{aligned}$$
$$\begin{aligned} f_1(q)&= -2q^3 M\left( \frac{2}{5}, q^{10}\right) + \theta _4(0,q^5) H(q), \end{aligned}$$
$$\begin{aligned} F_0(q) - 1&= q M\left( \frac{1}{5}, q^{5}\right) - q \psi (q^5)H(q^2), \end{aligned}$$
$$\begin{aligned} F_1(q)&= q M\left( \frac{2}{5}, q^{5}\right) + \psi (q^5)G(q^2). \end{aligned}$$
$$\begin{aligned} M(r,q) \,{:=}\, \sum _{n=1}^\infty \frac{q^{n(n-1)}}{(q^r;q)_n(q^{1-r};q)_n}, \end{aligned}$$
the functions \(\theta _4(0,q)\) and \(\psi (q)\) are theta functions, and G(q) and H(q) are the Rogers–Ramanujan functions (see Sect. 2 for definitions). Andrews and Garvan [1] showed that the mock theta conjectures fall naturally into two families of five identities each (according to Ramanujan’s original grouping), and that within each family the truth of each of the identities implies the truth of the others via straightforward q-series manipulations. Shortly thereafter Hickerson [15] proved the mock theta conjectures by establishing the identities involving \(f_0(q)\) and \(f_1(q)\). According to Gordon and McIntosh [14, p. 106], the mock theta conjectures together form “one of the fundamental results of the theory of [mock theta functions]” and Hickerson’s proof is a “tour de force.”
In his Ph.D. thesis [23], Zwegers showed that the mock theta functions can be completed to real analytic modular forms of weight 1/2 by multiplying by a suitable rational power of q and adding nonholomorphic integrals of certain unary theta series of weight 3/2. This allows the mock theta functions to be studied using the theory of harmonic Maass forms. Bringmann, Ono, and Rhoades remark in [5, p. 1087] that their Theorem 1.1, together with the work of Zwegers, reduces the proof of the mock theta conjectures to “the verification of two simple identities for classical weakly holomorphic modular forms.” Zagier makes a similar comment in [22, §6]. Following their approach, Folsom [11] reduced the proof of the \(\chi _0(q)\) and \(\chi _1(q)\) mock theta conjectures to the verification of two identities in the space of modular forms of weight 1 / 2 for the subgroup \(G=\Gamma _1(144\cdot 10^2 \cdot 5^4)\). Applying a well-known theorem of Sturm [20], one would need to compute
$$\begin{aligned} \frac{1}{24} \left[ \mathrm{SL}_2(\mathbb {Z}) {:} G\right] = 2.16 \times 10^{12} \end{aligned}$$
coefficients to verify each identity. However, such a computation is currently infeasible.

The purpose of the present paper is to provide a conceptual, unified proof of the mock theta conjectures that relies neither on computational verification nor on the work Andrews and Garvan [1]. Our method proves four of the ten mock theta conjectures simultaneously; two from each family [namely the identities (1.1)–(1.4) above]. Four of the remaining six conjectures can be proved using the same method, and the remaining two follow easily from the others (see Sect. 5).

To accomplish our goal, we recast the mock theta conjectures in terms of an equality between two nonholomorphic vector-valued modular forms \(\varvec{F}\) and \(\varvec{G}\). From the components of the holomorphic function \(\varvec{H}\,{:=}\, \varvec{F}-\varvec{G}\) we construct a vector-valued modular form \(\mathcal H\) of weight 1/2 on \(\mathrm{SL}_2(\mathbb {Z})\) which transforms according to the Weil representation2 (see Lemma 5 below). Employing a natural isomorphism between the space of such forms and the space \(J_{1,60}\) of Jacobi forms of weight 1 and index 60, together with the result of Skoruppa that \(J_{1,m}=\{0\}\), we conclude that \(\mathcal H=0\).

2 Definitions and transformations

In this section, we define the functions \(M\left( \frac{a}{5},q\right) \), \(\theta _4(0,q)\), \(\psi (q)\), G(q), and H(q) and describe the transformation behavior for these functions and the mock theta functions under the generators
$$\begin{aligned} T \,{:=}\, \left( \begin{matrix}1 &{}\quad 1 \\ 0 &{}\quad 1\end{matrix}\right) \quad \text {and} \quad S \,{:=}\, \left( \begin{matrix}0 &{}\quad -1 \\ 1 &{}\quad 0\end{matrix}\right) \end{aligned}$$
of \(\mathrm{SL}_2(\mathbb {Z})\). We employ the usual \(\big |_k\) notation, defined for \(k\in \frac{1}{2} \mathbb {Z}\) and \(\gamma =\left( \begin{matrix}a &{}\quad b \\ c &{}\quad d\end{matrix}\right) \in \mathrm{SL}_2(\mathbb {Z})\) by
$$\begin{aligned} (f \big |_k \gamma )(z) \,{:=}\, (cz+d)^{-k} f\left( \frac{az+b}{cz+d}\right) . \end{aligned}$$
For \(k\in \mathbb {Z}\) we have \(f\big |_k AB=f\big |_k A\big |_k B\), but for general k we have
$$\begin{aligned} f\big |_k A B = e^{i k \left( \arg j_A(Bi)+\arg j_B(i)-\arg j_{AB}(i) \right) } f\big |_k A\big |_k B, \end{aligned}$$
where \(j_\gamma (z)=cz+d\) for \(\gamma =\left( \begin{matrix}* &{}\quad * \\ c &{}\quad d\end{matrix}\right) \) (see [16, §2.6]). When \(k\notin \mathbb {Z}\), we always take \(\arg z \in (-\pi ,\pi ]\). Much of the arithmetic here and throughout the paper takes place in the splitting field of the polynomial \(x^4-5x^2+5\), which has roots
$$\begin{aligned} \alpha \,{:=}\, \sqrt{\frac{5-\sqrt{5}}{2}} \quad \text { and } \quad \beta \,{:=}\, \sqrt{\frac{5+\sqrt{5}}{2}}. \end{aligned}$$
We begin by giving the modular transformations satisfied by the mock theta functions \(f_0\), \(f_1\), \(F_0\), and \(F_1\) which are given in Sect. 4.4 of [23]. The nonholomorphic completions are given in terms of the integral (see [23, Proposition 4.2])
$$\begin{aligned} R_{a,b}(z) \,{:=}\, -i \int _{-\overline{z}}^{i\infty } \frac{g_{a,-b}(\tau )}{\sqrt{-i(\tau +z)}} d\tau , \end{aligned}$$
where \(g_{a,b}\) (see [23, §1.5]) is the unary theta function
$$\begin{aligned} g_{a,b}(z) \,{:=}\, \sum _{\nu \in a+\mathbb {Z}} \nu e^{\pi i \nu ^2 z + 2\pi i \nu b}. \end{aligned}$$
We will simplify the components of \(G_{5,1}(\tau )\) on page 75 of [23] by using the relation
$$\begin{aligned} g_{a,0}(z) - g_{a+\frac{1}{2},0}(z)&= \frac{1}{2} e^{-2\pi i a} g_{2a,\frac{1}{2}}(z/4) \end{aligned}$$
and Proposition 1.15 of [23]. As usual, \(q\,{:=}\,\exp (2\pi iz)\). We define
$$\begin{aligned} \widetilde{f}_0(z)&\,{:=}\, q^{-\frac{1}{60}} f_0(q) - \zeta _{10} \, \left( \zeta _{12}^{-1} \, R_{\frac{1}{30},\frac{1}{2}} + \zeta _{12} \, R_{\frac{11}{30},\frac{1}{2}}\right) (30z), \end{aligned}$$
$$\begin{aligned} \widetilde{f}_1(z)&\,{:=}\, q^{\frac{11}{60}} f_1(q) - \zeta _{5} \left( \zeta _{12}^{-1} \, R_{\frac{7}{30},\frac{1}{2}} + \zeta _{12} \, R_{\frac{17}{30},\frac{1}{2}}\right) (30z), \end{aligned}$$
$$\begin{aligned} \widetilde{F}_0(z)&\,{:=}\, q^{-\frac{1}{120}} (F_0(q)-1) + \frac{1}{2} \, \zeta _{10} \left( \zeta _{12}^{-1} \, R_{\frac{1}{30},\frac{1}{2}} + \zeta _{12} \, R_{\frac{11}{30},\frac{1}{2}} \right) (15z), \end{aligned}$$
$$\begin{aligned} \widetilde{F}_1(z)&\,{:=}\, q^{\frac{71}{120}} F_1(q) + \frac{1}{2} \, \zeta _5 \left( \zeta _{12}^{-1} \, R_{\frac{7}{30},\frac{1}{2}} + \zeta _{12} R_{\frac{17}{30},\frac{1}{2}} \right) (15z). \end{aligned}$$
The following is Proposition 4.10 of [23]. The vector (2.7) below equals the vector \(F_{5,1}(\tau )-G_{5,1}(\tau )\) of that paper (some computation is required to see this for the fifth and sixth components).

Proposition 1

The vector
$$\begin{aligned} \varvec{F}(z) \,{:=}\, \left( \ {\tilde{f}}_0(z), \ {\tilde{f}}_1(z), \ {\tilde{F}}_0\left( \tfrac{z}{2}\right) , \ {\tilde{F}}_1\left( \tfrac{z}{2}\right) , \ \zeta _{240} \, {\tilde{F}}_0\left( \tfrac{z+1}{2}\right) , \ \zeta _{240}^{-71}\,{\tilde{F}}_1\left( \tfrac{z+1}{2}\right) \ \right) ^{\intercal } \end{aligned}$$
satisfies the transformations
$$\begin{aligned} \varvec{F} \big |_{\frac{1}{2}} T = M_T \, \varvec{F} \quad \text { and } \quad \varvec{F} \big |_{\frac{1}{2}} S = \zeta _8^{-1} \sqrt{\frac{2}{5}} \, M_S \, \varvec{F}, \end{aligned}$$
$$\begin{aligned} M_T= & {} \left( \begin{array}{llllll} \zeta _{60}^{-1} &{}\quad 0 &{}\quad 0 &{}\quad 0 &{}\quad 0 &{}\quad 0 \\ 0 &{}\quad \zeta _{60}^{11} &{}\quad 0 &{}\quad 0 &{}\quad 0 &{}\quad 0 \\ 0 &{}\quad 0 &{}\quad 0 &{}\quad 0 &{}\quad \zeta _{240}^{-1} &{}\quad 0 \\ 0 &{}\quad 0 &{}\quad 0 &{}\quad 0 &{}\quad 0 &{}\quad \zeta _{240}^{71} \\ 0 &{}\quad 0 &{}\quad \zeta _{240}^{-1} &{}\quad 0 &{}\quad 0 &{}\quad 0 \\ 0 &{}\quad 0 &{}\quad 0 &{}\quad \zeta _{240}^{71} &{}\quad 0 &{}\quad 0 \end{array} \right) \quad \text { and }\\ \quad M_S= & {} \left( \begin{array}{llllll} 0 &{}\quad 0 &{}\quad \alpha &{}\quad \beta &{}\quad 0 &{}\quad 0 \\ 0 &{}\quad 0 &{}\quad \beta &{}\quad -\alpha &{}\quad 0 &{}\quad 0 \\ \frac{\alpha }{2} &{}\quad \frac{\beta }{2} &{}\quad 0 &{}\quad 0 &{}\quad 0 &{}\quad 0 \\ \frac{\beta }{2} &{}\quad -\frac{\alpha }{2} &{}\quad 0 &{}\quad 0 &{}\quad 0 &{}\quad 0 \\ 0 &{}\quad 0 &{}\quad 0 &{}\quad 0 &{}\quad \frac{\beta }{\sqrt{2}} &{}\quad \frac{\alpha }{\sqrt{2}} \\ 0 &{}\quad 0 &{}\quad 0 &{}\quad 0 &{}\quad \frac{\alpha }{\sqrt{2}} &{}\quad -\frac{\beta }{\sqrt{2}} \end{array} \right) . \end{aligned}$$
Next we define the functions on the right-hand side of (1.1)–(1.4) and give their transformation properties. Following [4, 13], we define, for \(a\in \{1,2,3,4\}\), the functions
$$\begin{aligned} M\left( \frac{a}{5},z\right)&\,{:=}\, \sum _{n=1}^\infty \frac{q^{n(n-1)}}{(q^{\frac{a}{5}};q)_n(q^{1-\frac{a}{5}};q)_n},\end{aligned}$$
$$\begin{aligned} N\left( \frac{a}{5},z\right)&\,{:=}\, 1 + \sum _{n=1}^\infty \frac{q^{n^2}}{(\zeta _5^a q;q)_n(\zeta _5^{-a}q;q)_n}. \end{aligned}$$
Clearly we have \(M(1-\frac{a}{5},z)=M(\frac{a}{5},z)\) and \(N(1-\frac{a}{5},z)=N(\frac{a}{5},z)\). Bringmann and Ono [4] also define auxiliary functions M(ab, 5, z) and N(ab, 5, z) for \(0\le a\le 4\) and \(1\le b \le 4\). Together, the completed versions of these functions form a set that is closed (up to multiplication by roots of unity) under the action of \(\mathrm{SL}_2(\mathbb {Z})\) (see [4, Theorem 3.4]). Garvan [12] made the definitions of these functions and their transformations more explicit, so in what follows we reference his paper.
The nonholomorphic completions for \(M(\frac{a}{5},z)\) and \(N(\frac{a}{5},z)\) are given in terms of integrals of weight 3/2 theta functions \(\Theta _1(\frac{a}{5},z)\) and \(\Theta _1(0,-a,5,z)\) (defined in Sect. 2 of [12]). A straightforward computation shows that
$$\begin{aligned} \Theta _1(0,-a,5,z) = 15\sqrt{3} \, \zeta _{10}^a \left( \zeta _{12}^{-1} \, g_{\frac{6a-5}{30},-\frac{1}{2}}(3z) + \zeta _{12} \, g_{\frac{6a+5}{30},-\frac{1}{2}}(3z) \right) . \end{aligned}$$
Following (2.1), (2.2), (3.5), and (3.6) of [12], we define
$$\begin{aligned} {\tilde{M}}\left( \frac{a}{5},z\right)&\,{:=}\, 2q^{\frac{3a}{10}\left( 1-\frac{a}{5}\right) -\frac{1}{24}} \, M\left( \frac{a}{5}, z\right) + \zeta _{10}^{a} \left( \zeta _{12}^{-1} R_{\frac{6a-5}{30},\frac{1}{2}} + \zeta _{12} R_{\frac{6a+5}{30},\frac{1}{2}} \right) (3z), \end{aligned}$$
$$\begin{aligned} {\tilde{N}}\left( \frac{a}{5},z\right)&\,{:=}\, \csc \left( \frac{a\pi }{5}\right) q^{-\frac{1}{24}} N\left( \frac{a}{5}, z\right) +\frac{i}{\sqrt{3}} \int _{-\overline{z}}^{i\infty } \frac{\Theta _1(\frac{a}{5},\tau )}{\sqrt{-i(\tau +z)}} \, d\tau . \end{aligned}$$
The completed functions \({\tilde{M}}(a,b,z)\,{:=}\,\mathcal G_2(a,b,5;z)\) and \({\tilde{N}}(a,b,z)\,{:=}\,\mathcal G_1(a,b,5;z)\) are defined in (3.7) and (3.8) of that paper. By Theorems 3.1 and 3.2 of [12] we have
$$\begin{aligned} {\tilde{M}}\left. \left( \frac{a}{5},z\right) \right| _{\frac{1}{2}} T^5&= {\tilde{M}}\left( \frac{a}{5},z\right) \times {\left\{ \begin{array}{ll} \zeta _{120}^{-1} &{} \text { if }a=1, \\ \zeta _{120}^{71} &{} \text { if }a=2, \end{array}\right. }\end{aligned}$$
$$\begin{aligned} {\tilde{N}}\left. \left( \frac{a}{5},z\right) \right| _{\frac{1}{2}} T&= \zeta _{24}^{-1}{\tilde{N}}\left( \frac{a}{5},z\right) , \end{aligned}$$
$$\begin{aligned} {\tilde{M}}\left. \left( \frac{a}{5},z\right) \right| _{\frac{1}{2}} S = \zeta _8^{-1} {\tilde{N}}\left( \frac{a}{5},z\right) . \end{aligned}$$
The theta functions \(\theta _4(0,q)\) and \(\psi (q)\) are defined by
$$\begin{aligned} \theta _4(0,q)&\,{:=}\, \frac{(q;q)_\infty ^2}{(q^2;q^2)_\infty } = \frac{\eta ^2(z)}{\eta (2z)}, \\ \psi (q)&\,{:=}\, \frac{(q^2;q^2)^2_\infty }{(q;q)_\infty } = q^{-\frac{1}{8}}\frac{\eta ^2(2z)}{\eta (z)}, \end{aligned}$$
where \(\eta (z) = q^{1/24}(q;q)_\infty \) is the Dedekind eta function. The transformation properties of these functions are easily obtained using the well-known transformation
$$\begin{aligned} \eta (-1/z) = \sqrt{-i z} \, \eta (z). \end{aligned}$$
The Rogers–Ramanujan functions are defined by
$$\begin{aligned} G(q)&\,{:=}\, \frac{1}{(q;q^5)_\infty (q^4;q^5)_\infty }, \\ H(q)&\,{:=}\, \frac{1}{(q^2;q^5)_\infty (q^3;q^5)_\infty }. \end{aligned}$$
It will be more convenient for us to use the functions
$$\begin{aligned} g(z) \,{:=}\, q^{-\frac{1}{60}} G(q) \quad \text { and } \quad h(z) \,{:=}\, q^{\frac{11}{60}} H(q). \end{aligned}$$
They satisfy the transformations (see [13, p. 207])
$$\begin{aligned} g \big |_0 S&= \alpha ^{-1} g + \beta ^{-1} h, \end{aligned}$$
$$\begin{aligned} h \big |_0 S&= \beta ^{-1} g - \alpha ^{-1} h. \end{aligned}$$
Using the completed functions, the mock theta conjectures (1.1)–(1.4) are implied by the corresponding completed versions:
$$\begin{aligned} {\tilde{f}}_0(z)&= - {\tilde{M}}\left( \frac{1}{5}, 10z\right) + \frac{\eta ^2(5z)}{\eta (10z)} g(z), \end{aligned}$$
$$\begin{aligned} {\tilde{f}}_1(z)&= - {\tilde{M}}\left( \frac{2}{5}, 10z\right) + \frac{\eta ^2(5z)}{\eta (10z)} h(z), \end{aligned}$$
$$\begin{aligned} {\tilde{F}}_0(z)&= \frac{1}{2} \, {\tilde{M}}\left( \frac{1}{5}, 5z\right) - \frac{\eta ^2(10z)}{\eta (5z)}h(2z), \end{aligned}$$
$$\begin{aligned} {\tilde{F}}_1(z)&= \frac{1}{2} \, {\tilde{M}}\left( \frac{2}{5}, 5z\right) + \frac{\eta ^2(10z)}{\eta (5z)}g(2z). \end{aligned}$$
Motivated by (2.7) and (2.19)–(2.22), we define the vector
$$\begin{aligned} \varvec{G}(z) \,{:=}\, \left( \begin{array}{l} - {\tilde{M}}\left( \frac{1}{5}, 10z\right) + \dfrac{\eta ^2(5z)}{\eta (10z)} g(z) \\ - {\tilde{M}}\left( \frac{2}{5}, 10z\right) + \dfrac{\eta ^2(5z)}{\eta (10z)} h(z) \\ \tfrac{1}{2} \, {\tilde{M}}\left( \frac{1}{5}, \frac{5z}{2}\right) - \dfrac{\eta ^2(5z)}{\eta (\frac{5z}{2})} h(z) \\ \tfrac{1}{2} \, {\tilde{M}}\left( \frac{2}{5}, \frac{5z}{2}\right) + \dfrac{\eta ^2(5z)}{\eta (\frac{5z}{2})} g(z) \\ \tfrac{1}{2} \, \zeta _{240} \, {\tilde{M}}\left( \frac{1}{5}, \frac{5z+5}{2}\right) - \zeta _{48}^{25}\dfrac{\eta ^2(5z)}{\eta (\frac{5z+1}{2})} h(z) \\ \tfrac{1}{2} \, \zeta _{240}^{-71} {\tilde{M}}\left( \frac{2}{5}, \frac{5z+5}{2}\right) + \zeta _{48} \dfrac{\eta ^2(5z)}{\eta (\frac{5z+1}{2})} g(z) \end{array} \right) , \end{aligned}$$
where we have used \(\eta (z+1)=\zeta _{24}\eta (z)\), \(g(z+1)=\zeta _{60}^{-1}g(z)\), and \(h(z+1)=\zeta _{60}^{11}h(z)\) to simplify the second terms of the fifth and sixth components.

To prove that \(\varvec{F}=\varvec{G}\) we begin by showing that they transform in the same way.

Proposition 2

The vector \(\varvec{G}(z)\) defined in (2.23) satisfies the transformations
$$\begin{aligned} \varvec{G} \big |_{\frac{1}{2}} T = M_T \, \varvec{G} \quad \text { and } \quad \varvec{G} \big |_{\frac{1}{2}} S = \zeta _8^{-1} \sqrt{\frac{2}{5}} \, M_S \, \varvec{G}, \end{aligned}$$
where \(M_T\) and \(M_S\) are as in Proposition 1.

Before proving this proposition, we require two identities that will be indispensable in the proof. Equivalent identities can be found in [13, (3.8) and (3.9)], where they are proved using q-series methods. In Sect. 6 we provide a proof using modular forms.

Lemma 3

Let \(\alpha \) and \(\beta \) be as in (2.2). Then
$$\begin{aligned}&{\tilde{N}}\left( \frac{1}{5}, z\right) + \alpha \, {\tilde{M}} \left( \frac{1}{5}, 25z\right) + \beta \, {\tilde{M}} \left( \frac{2}{5}, 25z\right) \nonumber \\&\quad = 2 \frac{\eta ^2(2z)}{\eta (z)} \left( \alpha ^{-1} g(10z) + \beta ^{-1} h(10z) \right) - 2 \, \frac{\eta ^2(50z)}{\eta (25z)} \left( \beta \, g(10z) - \alpha \, h(10z) \right) . \end{aligned}$$
We deduce the second identity immediately from the first. Note that the right-hand side of (2.25) is holomorphic; this implies that the non-holomorphic completion terms on the left-hand side sum to zero. By (2.9), the coefficients of \(N(\frac{a}{5},z)\) lie in \(\mathbb {Q}(\zeta _5+\zeta _5^{-1})=\mathbb {Q}(\sqrt{5})\), and the automorphism \(\sigma =(\sqrt{5}\mapsto -\sqrt{5})\) maps \(N(\frac{1}{5},z)\) to \(N(\frac{2}{5},z)\). By (2.11) and the fact that
$$\begin{aligned} \csc \left( \frac{\pi a}{5}\right) = {\left\{ \begin{array}{ll} 2\alpha ^{-1} &{} \text { if }a=1, \\ 2\beta ^{-1} &{} \text { if }a=2, \end{array}\right. } \end{aligned}$$
it follows that the coefficients of both sides of (2.25) lie in \(\mathbb {Q}(\alpha )\). The Galois group of \(\mathbb {Q}(\alpha )\) is cyclic of order 4, generated by \(\tau =(\alpha \mapsto \beta ,\beta \mapsto -\alpha )\). Since \(\sqrt{5}=\alpha \beta \), we have \(\tau \mid _{Q(\sqrt{5})} = \sigma \). Applying \(\tau \) to Lemma 3 gives the following identity.

Lemma 4

Let \(\alpha \) and \(\beta \) be as in (2.2). Then
$$\begin{aligned}&{\tilde{N}}\left( \frac{2}{5}, z\right) + \beta \, {\tilde{M}} \left( \frac{1}{5}, 25z\right) - \alpha \, {\tilde{M}} \left( \frac{2}{5}, 25z\right) \nonumber \\&\quad = 2 \frac{\eta ^2(2z)}{\eta (z)} \left( \beta ^{-1} g(10z) - \alpha ^{-1} h(10z) \right) + 2 \, \frac{\eta ^2(50z)}{\eta (25z)} \left( \alpha \, g(10z) + \beta \, h(10z) \right) . \end{aligned}$$

Proof of Proposition 2

The transformation with respect to T follows immediately from (2.12).

Let \(G_j(z)\) denote the j-th component of \(\varvec{G}(z)\). By (2.14), (2.15), and (2.17) we have
$$\begin{aligned} G_1(z) \big |_{\frac{1}{2}} S&= \zeta _8^{-1} \sqrt{\frac{2}{5}} \, \left( -\frac{1}{2} \, {\tilde{N}}\left( \frac{1}{5},\frac{z}{10}\right) + \frac{\eta ^2(\frac{z}{5})}{\eta (\frac{z}{10})} \big (\alpha ^{-1}g(z) + \beta ^{-1}h(z) \big ) \right) \\&= \zeta _8^{-1} \sqrt{\frac{2}{5}} \, \big (\alpha \, G_3(z) + \beta \, G_4(z) \big ), \end{aligned}$$
where we used Lemma 3 with z replaced by \(\frac{z}{10}\) in the second line. For \(G_2\), the situation is analogous, using Lemma 4.
For \(G_3\) and \(G_4\) we note that the transformations for \(G_1\) and \(G_2\) imply that
$$\begin{aligned} G_{3} = \zeta _{8} \sqrt{\frac{2}{5}} \, \left( \frac{\alpha }{2} \, {G_{1}} \big |_{{\frac{1}{2}}} S + \frac{\beta }{2} \, {G_{2}} \big |_{\frac{1}{2}}S\right) , \\ G_{4} = \zeta _{8} \sqrt{\frac{2}{5}} \, \left( \frac{\beta }{2} \, {G_{1}} {\big |_{\frac{1}{2}}} S - \frac{\alpha }{2} \, {G_{2}} {\big |_{\frac{1}{2}}}S\right) . \end{aligned}$$
By (2.1) we have \(f\big |_{\frac{1}{2}}S\big |_{\frac{1}{2}}S=f\big |_{\frac{1}{2}} (-I) = -i f\), and we obtain the transformations for \(G_3\) and \(G_4\).
For \(G_5\), we first observe that
$$\begin{aligned} \left( \begin{matrix}1 &{}\quad 5 \\ 0 &{}\quad 2\end{matrix}\right) \left( \begin{matrix}0 &{}\quad -1 \\ 1 &{}\quad 0\end{matrix}\right) = T^3 S T^2 S \left( \begin{matrix}1 &{}\quad 1 \\ 0 &{}\quad 2\end{matrix}\right) . \end{aligned}$$
Using Theorems 3.1 and 3.2 of [12] we compute
$$\begin{aligned} {\tilde{M}}\left. \left( \frac{1}{5},z\right) \right| _{\frac{1}{2}} T^3 S T^2 S&= (-\zeta _{50}^{-3}\zeta _{24}^{-1})^3 {\tilde{M}}(1,3,z) \big |_{\frac{1}{2}} ST^2S = \zeta _{200}^{39} \zeta _8^{-1} {\tilde{N}}(1,3,z) \big |_{\frac{1}{2}}T^2S \\&= \zeta _{30}^{-7} {\tilde{N}}(0,3,z) \big |_{\frac{1}{2}} S = \zeta _{120}^{77} \, {\tilde{M}}(0,3,z). \end{aligned}$$
By (4.12) of [12] this equals \(\zeta _{120}^{47} \, {\tilde{N}}\left( \frac{2}{5},z\right) \), so we conclude that
$$\begin{aligned} {\tilde{M}}\left. \left( \frac{1}{5},\frac{5z+5}{2}\right) \right| _{\frac{1}{2}} S = \zeta _{120}^{47} \,\frac{1}{\sqrt{5}} \, {\tilde{N}}\left( \frac{2}{5},\frac{z/5+1}{2}\right) . \end{aligned}$$
Similarly, we have \(\eta \left( \frac{z+1}{2}\right) \big |_{\frac{1}{2}} S = \zeta _{8}^{-1} \, \eta \left( \frac{z+1}{2}\right) \) which, together with (2.15) and (2.18) gives
$$\begin{aligned} \zeta _{48}^{25}\dfrac{\eta ^2(5z)}{\eta \left( \frac{5z+1}{2}\right) } \left. h(z) \right| _{\frac{1}{2}} S = \zeta _{48}^{19} \,\frac{1}{\sqrt{5}} \, \dfrac{\eta ^2(\frac{z}{5})}{\eta \left( \frac{z}{10}+\frac{1}{2}\right) } \left( \beta ^{-1} g(z) - \alpha ^{-1} h(z) \right) . \end{aligned}$$
Replacing z by \(\frac{z}{10}+\frac{1}{2}\) in Lemma 4 and using (2.12) yields
$$\begin{aligned}&{\tilde{N}}\left( \frac{2}{5},\frac{z}{10}+\frac{1}{2}\right) + \beta \zeta _{60}^{-1} \, {\tilde{M}} \left( \frac{1}{5}, \frac{5z+5}{2}\right) - \alpha \zeta _{60}^{11} \, {\tilde{M}} \left( \frac{2}{5}, \frac{5z+5}{2}\right) \nonumber \\&\quad =2 \frac{\eta ^2(\frac{z}{5})}{\eta (\frac{z}{10}+\frac{1}{2})} \left( \beta ^{-1} g(z) - \alpha ^{-1} h(z)\right) - 2 \frac{\eta ^2(5z)}{\eta (\frac{5z+1}{2})} \left( \alpha g(z) + \beta h(z)\right) . \end{aligned}$$
Putting (2.27), (2.28), and (2.29) together we obtain
$$\begin{aligned}&\frac{1}{2} \zeta _{240} \, {\tilde{M}}\left( \frac{1}{5},\frac{5z+5}{2}\right) - \zeta _{48}^{25}\dfrac{\eta ^2(5z)}{\eta (\frac{5z+1}{2})} h(z) \big |_{\frac{1}{2}} S \\&\quad = \frac{1}{\sqrt{5}} \zeta _{8}^{-1} \left( \zeta _{240} \, \frac{\beta }{2} \, {\tilde{M}}\left( \frac{1}{5},\frac{5z+5}{2}\right) + \zeta _{240}^{-71} \, \frac{\alpha }{2} \, {\tilde{M}}\left( \frac{2}{5},\frac{5z+5}{2}\right) \right. \\&\qquad \left. -\zeta _{48}^{25} \frac{\eta ^2(5z)}{\eta (\frac{5z+1}{2})} \left( \alpha \, g(z) + \beta \, h(z)\right) \right) \\&\quad = \frac{1}{\sqrt{5}} \zeta _{8}^{-1}\left( \beta \, G_5(z) + \alpha \, G_6(z)\right) . \end{aligned}$$
The transformation for \(G_6(z)\) is similarly obtained by using Lemma  3. \(\square \)

3 Vector-valued modular forms and the Weil representation

In this section we define vector-valued modular forms which transform according to the Weil representation, and we construct such a form from the components of \(\varvec{F} - \varvec{G}\). A good reference for this material is [6, §1.1].

Let \(L=\mathbb {Z}\) be the lattice with associated bilinear form \((x,y)=-120xy\) and quadratic form \(q(x)=-60x^2\). The dual lattice is \(L'=\frac{1}{120}\mathbb {Z}\). Let \(\{\mathfrak e_h{:} \frac{h}{120}\in \frac{1}{120}\mathbb {Z}/\mathbb {Z}\}\) denote the standard basis for \(\mathbb {C}[L'/L]\). Let \(\mathrm{Mp}_2(\mathbb {R})\) denote the metaplectic two-fold cover of \(\mathrm{SL}_2(\mathbb {R})\); the elements of this group are pairs \((M,\phi )\), where \({ M=\left( \begin{matrix}a &{}\quad b \\ c &{}\quad d\end{matrix}\right) \in \mathrm{SL}_2(\mathbb {R})}\) and \(\phi ^2(z)=cz+d\). Let \(\mathrm{Mp}_2(\mathbb {Z})\) denote the inverse image of \(\mathrm{SL}_2(\mathbb {Z})\) under the covering map; this group is generated by
$$\begin{aligned} {\tilde{T}} \,{:=}\, (T,1) \quad \text { and } \quad {\tilde{S}} \,{:=}\, (S,\sqrt{z}). \end{aligned}$$
The Weil representation can be defined by its action on these generators, namely
$$\begin{aligned} \rho _L(T,1)\mathfrak e_h&\,{:=}\, \zeta _{240}^{-h^2} \mathfrak e_h, \end{aligned}$$
$$\begin{aligned} \rho _L(S,\sqrt{z})\mathfrak e_h&\,{:=}\, \frac{1}{\sqrt{-120i}} \sum _{h'(120)} \zeta _{120}^{hh'} \, \mathfrak e_{h'}. \end{aligned}$$
A holomorphic function \(\mathcal {F}{:}\mathbb {H}\rightarrow {\mathbb {C}}[L'/L]\) is a vector-valued modular form of weight \(\frac{1}{2}\) and representation \(\rho _L\) if
$$\begin{aligned} \mathcal F(\gamma z) = \phi (z) \rho _L(\gamma ,\phi ) \mathcal F(z) \quad \text { for all } \, (\gamma ,\phi ) \in \mathrm{Mp}_2(\mathbb {Z}) \end{aligned}$$
and if \(\mathcal F\) is holomorphic at \(\infty \) (i.e. if the components of \(\mathcal F\) are holomorphic at \(\infty \) in the usual sense). The following lemma shows how to construct such forms from vectors that transform as in Propositions 1 and 2.

Lemma 5

Suppose that \(\varvec{H}=(H_1,\ldots , H_6)\) satisfies
$$\begin{aligned} \varvec{H} \big |_{\frac{1}{2}} T = M_T \, \varvec{H} \quad \text { and } \quad \varvec{H} \big |_{\frac{1}{2}} S = \zeta _{8}^{-1} \sqrt{\frac{2}{5}} \, M_S \, \varvec{H}, \end{aligned}$$
where \(M_T\) and \(M_S\) are as in Proposition 1, and define
$$\begin{aligned} \mathcal H(z):= & {} \sum _{\begin{array}{c} 0<h<60 \\ h\equiv \pm 1(10) \\ (h,60)=1 \end{array}} \left( a_h H_3(z) + b_h H_5(z) \right) (\mathfrak e_h - \mathfrak e_{-h}) - \sum _{\begin{array}{c} 0<h<60 \\ h\equiv \pm 2(10) \\ (h,60)=2 \end{array}} H_1(z) (\mathfrak e_h - \mathfrak e_{-h}) \\&+ \sum _{\begin{array}{c} 0<h<60 \\ h\equiv \pm 3(10) \\ (h,60)=1 \end{array}} \left( a_h H_4(z) + b_h H_6(z) \right) (\mathfrak e_h - \mathfrak e_{-h}) - \sum _{\begin{array}{c} 0<h<60 \\ h\equiv \pm 4(10) \\ (h,60)=2 \end{array}} H_2(z) (\mathfrak e_h - \mathfrak e_{-h}), \end{aligned}$$
$$\begin{aligned} a_h = {\left\{ \begin{array}{ll} +1 &{} \text { if } \; 0<h<30, \\ -1 &{} \text { otherwise}, \end{array}\right. } \quad \text { and } \quad b_h = {\left\{ \begin{array}{ll} +1 &{} \text { if } \; h\equiv \pm 1, \pm 13 \pmod {60}, \\ -1 &{} \text { otherwise}. \end{array}\right. } \end{aligned}$$
Then \(\mathcal H(z)\) satisfies (3.3).


The proof is a straightforward but tedious verification involving (3.1) and (3.2) that is best carried out with the aid of a computer algebra system; the author used Mathematica. \(\square \)

4 Proof of the mock theta conjectures

Let \(\varvec{F}\) and \(\varvec{G}\) be as in Sect. 2. To prove (2.19)–(2.22) it suffices to prove that \(\varvec{F} = \varvec{G}\). Let \(\varvec{H} \,{:=}\, \varvec{F} - \varvec{G}\). It is easy to see that the nonholomorphic parts of \(\varvec{F}\) and \(\varvec{G}\) agree, as do the terms in the Fourier expansion involving negative powers of q. It follows that the function \(\mathcal H\) defined in Lemma 5 is a vector-valued modular form of weight \(\frac{1}{2}\) with representation \(\rho _L\). By Theorem 5.1 of [10], the space of such forms is canonically isomorphic to the space \(J_{1,60}\) of Jacobi forms of weight 1 and index 60. By a theorem of Skoruppa [19, Satz 6.1] (see also [10, Theorem 5.7]), we have \(J_{1,m}=\{0\}\) for all m; therefore \(\mathcal H=0\). The mock theta conjectures (1.1)–(1.4) follow. \(\square \)

5 The six remaining identities

Four of the six remaining identities, those involving the mock theta functions \(\psi _0\), \(\psi _1\), \(\phi _0\), and \(\phi _1\) (see [1] for definitions), can be proved using the methods of Sects. 24. For suitable completed nonholomorphic functions \({\tilde{\psi }}_0\), \({\tilde{\psi }}_1\), \({\tilde{\phi }}_0\), and \({\tilde{\phi }}_1\), these conjectures are (see [13, p. 206])
$$\begin{aligned} 2 \, {\tilde{\psi }}_0(z)&= {\tilde{M}}\left( \frac{1}{5},10z\right) + 2 \, \eta _{10,1}(z) \eta (10z) h(z), \end{aligned}$$
$$\begin{aligned} 2 \, {\tilde{\psi }}_1(z)&= {\tilde{M}}\left( \frac{2}{5},10z\right) + 2 \, \eta _{10,3}(z) \eta (10z) g(z), \end{aligned}$$
$$\begin{aligned} {\tilde{\phi }}_0(z)&= -\frac{1}{2} \, {\tilde{M}}\left( \frac{1}{5},5z\right) + \frac{\eta (5z)\eta (2z)}{\eta (10z)} g^2(2z) h(z), \end{aligned}$$
$$\begin{aligned} -{\tilde{\phi }}_1(z)&= -\frac{1}{2} \, {\tilde{M}}\left( \frac{2}{5},5z\right) + \frac{\eta (5z)\eta (2z)}{\eta (10z)} h^2(2z) g(z), \end{aligned}$$
where \(\eta _{r,t}(z)\) is defined in [18]. Here we have used that \(g(z)h(z)=\frac{\eta (5z)}{\eta (z)}\) in the third and fourth formulas. Following Sect. 2, we construct two six-dimensional vectors \(\varvec{F}_1\) and \(\varvec{G}_1\) out of the functions on the left-hand and right-hand sides, respectively, of (5.1)–(5.4). The transformation properties of \(\varvec{F}_1\) are given in Proposition 4.13 of [23], and the corresponding properties of \(\varvec{G}_1\) follow from an argument similar to that given in the proof of Proposition 2. For the latter argument, we use the following identity (together with the identity obtained by applying the automorphism \(\tau \) as in Lemma 4):
$$\begin{aligned}&{\tilde{N}}\left( \frac{1}{5}, 2z\right) + \alpha \, {\tilde{M}} \left( \frac{1}{5}, 50z\right) + \beta \, {\tilde{M}} \left( \frac{2}{5}, 50z\right) \nonumber \\&\quad = 2 \, \frac{\eta (2z)\eta (5z)}{\eta (z)} \left( \alpha ^{-1} g(5z) + \beta ^{-1} h(5z)\right) ^2 \big ( \alpha \, g(10z) - \beta \, h(10z) \big ) \nonumber \\&\qquad -2 \eta (50z) \big ( \alpha \, \eta _{10,1}(5z) h(5z) + \beta \, \eta _{10,3}(5z) g(5z) \big ). \end{aligned}$$
The proof of (5.5) is analogous to the proof of Lemma 3, and requires the transformation properties of \(\eta _{10,1}\) and \(\eta _{10,3}\), given in [18]. The proof that \(\varvec{F}_1 = \varvec{G}_1\) follows exactly as in Sect. 4.
The two remaining identities involve the mock theta functions \(\chi _0\) and \(\chi _1\). Using the relations (discovered by Ramanujan and proved by Watson [21, (\(B_0\)) and (\(B_1\))])
$$\begin{aligned} \chi _0(q)&= 2F_0(q) - \phi _0(-q), \\ \chi _1(q)&= 2F_1(q) + q^{-1} \phi _1(-q), \end{aligned}$$
these mock theta conjectures (see [13, p. 206]) are implied by the identities
$$\begin{aligned} 2 {\tilde{F}}_0(z) - {\tilde{\phi }}_0(z)&= \frac{3}{2} \, {\tilde{M}} \left( \frac{1}{5},5z\right) - \eta (5z)\frac{g^2(z)}{h(z)}, \end{aligned}$$
$$\begin{aligned} 2 {\tilde{F}}_1(z) + {\tilde{\phi }}_1(z)&= \frac{3}{2} \, {\tilde{M}} \left( \frac{2}{5},5z\right) + \eta (5z)\frac{h^2(z)}{g(z)}. \end{aligned}$$
By (2.21), (2.22), (5.3), and (5.4), eqs. (5.6) and (5.7) follow from the identities (see [17, (1.25) and (1.26)] for a proof using modular forms)
$$\begin{aligned} g^2(z) h(2z) - h^2(z)g(2z)&= 2h(z) h^2(2z) \frac{\eta ^2(10z)}{\eta ^2(5z)}, \\ g^2(z) h(2z) + h^2(z)g(2z)&= 2g(z) g^2(2z) \frac{\eta ^2(10z)}{\eta ^2(5z)}. \end{aligned}$$
This completes the proof of the remaining mock theta conjectures.

6 Proof of Lemma 3

Let L(z) and R(z) denote the left-hand and right-hand sides of (2.25), respectively. Let \(\Gamma \) denote the congruence subgroup
$$\begin{aligned} \Gamma = \Gamma _0(50) \cap \Gamma _1(5) = \left\{ \left( \begin{matrix}a &{}\quad b \\ c &{}\quad d\end{matrix}\right) {:}\;\; c\equiv 0\bmod 50 \text { and }a,d\equiv 1\bmod 5\right\} . \end{aligned}$$
We claim that
$$\begin{aligned} \eta (z) L(z), \eta (z) R(z) \in M_1 (\Gamma ), \end{aligned}$$
where \(M_k(G)\) (resp. \(M_k^!(G)\)) denotes the space of holomorphic (resp. weakly holomorphic) modular forms of weight k on \(G \subseteq \mathrm{SL}_2(\mathbb {Z})\). The Sturm bound [20] for \(M_1(\Gamma )\) is
$$\begin{aligned} \frac{1}{12}\left[ \mathrm{SL}_2(\mathbb {Z}){:}\Gamma \right] = 15. \end{aligned}$$
Therefore, once (6.1) is established, it suffices to check that the first 16 coefficients of \(\eta (z) L(z)\) and \(\eta (z) R(z)\) agree. A computation shows that the Fourier expansion of each function begins
$$\begin{aligned}&\frac{2}{\sqrt{5}} \left( \beta - \alpha ^2 \beta \, q^2 - \alpha \beta ^2 \, q^3 + \beta ^3 \, q^5 - \alpha ^2 \beta \, q^7 + 2\alpha ^2 \beta \, q^{10} - \alpha ^2 \beta \, q^{12} \right. \\&\quad ~~~~~ \left. - \alpha \beta ^2 \, q^{13} + 2\alpha \beta ^2 \, q^{15} + \cdots \right) . \end{aligned}$$
To prove (6.1), we first note that Theorem 5.1 of [12] shows that \(\eta (25z)L(z) \in M_1^!(\Gamma _0(25) \cap \Gamma _1(5))\); since \(\eta (z)/\eta (25z) \in M_0^!(\Gamma _0(25))\) it follows that \(\eta (z) L(z) \in M_1^!(\Gamma )\). Suppose that \(\gamma =\left( \begin{matrix}a &{}\quad b \\ c &{}\quad d\end{matrix}\right) \in \Gamma \), and let
$$\begin{aligned} \gamma _n \,{:=}\, \left( \begin{matrix}a &{}\quad nb \\ c/n &{}\quad d\end{matrix}\right) . \end{aligned}$$
Then \(\left( \begin{matrix}n &{}\quad 0 \\ 0 &{}\quad 1\end{matrix}\right) \gamma = \gamma _{n} \left( \begin{matrix}n &{}\quad 0 \\ 0 &{}\quad 1\end{matrix}\right) \). By a result of Biagioli [3, Proposition 2.5] we have
$$\begin{aligned} g(10z) \big |_{0} \gamma = v_{\eta }^{14}(\gamma _{10}) \, g(10z) \quad \text { and } \quad h(10z) \big |_{0} \gamma = v_{\eta }^{14}(\gamma _{10}) \, h(10z) \end{aligned}$$
where \(v_{\eta }\) is the multiplier system for \(\eta (z)\) (see [3, (2.5)]). For d odd we have
$$\begin{aligned} v_\eta ^2(\gamma ) = (-1)^{\frac{d-1}{2}} \zeta _{12}^{-ac(d^2-1)+d(b-c)}. \end{aligned}$$
We have \(\eta ^2(2z) \big |_{1} \gamma = v_\eta ^2(\gamma _2) \eta ^2(2z)\) and \(\eta ^2(50z) \big |_{1} \gamma = v_\eta ^2(\gamma _{50}) \eta ^2(50z)\). A computation involving (6.3) shows that
$$\begin{aligned} v_\eta ^2(\gamma _2) v_\eta ^{14}(\gamma _{10}) = v_\eta ^2(\gamma _{50}) v_\eta ^{14}(\gamma _{10}) = 1. \end{aligned}$$
It follows that \(\eta (z)R(z) \in M_1^!(\Gamma )\).
It remains to show that \(\eta (z)L(z)\) and \(\eta (z)R(z)\) are holomorphic at the cusps. Using magma we compute a set of \(\Gamma \)-inequivalent cusp representatives:
$$\begin{aligned}&\left\{ \infty , \, 0, \, \frac{1}{8}, \, \frac{2}{15}, \, \frac{1}{7}, \, \frac{3}{20}, \, \frac{1}{6}, \, \frac{1}{5}, \, \frac{13}{50}, \, \frac{4}{15}, \, \frac{11}{40}, \, \frac{7}{25}, \, \frac{3}{10}, \, \frac{7}{20}, \right. \nonumber \\&\quad \left. \frac{9}{25}, \, \frac{11}{30}, \, \frac{2}{5}, \, \frac{8}{15}, \, \frac{11}{20}, \, \frac{3}{5}, \, \frac{7}{10}, \, \frac{29}{40}, \, \frac{11}{15}, \, \frac{4}{5}\right\} . \end{aligned}$$
Given a cusp \(\mathfrak a \in \mathbb {P}^1(\mathbb {Q})\) and a meromorphic modular form f of weight k with Fourier expansion \(f(z)=\sum _{n\in \mathbb {Q}}a(n) q^n\), the invariant order of f at \(\mathfrak a\) is defined as
$$\begin{aligned} {{\mathrm{ord}}}(f,\infty )&\,{:=}\, \min \{n{:} a(n)\ne 0\}, \\ {{\mathrm{ord}}}(f,\mathfrak a)&\,{:=}\, {{\mathrm{ord}}}(f\big |_{k} \gamma _{\mathfrak a}, \infty ), \end{aligned}$$
where \(\gamma _{\mathfrak a}\in \mathrm{SL}_2(\mathbb {Z})\) sends \(\infty \) to \(\mathfrak a\). For \(N\in \mathbb {N}\), we have the relation (see e.g. [3, (1.7)])
$$\begin{aligned} {{\mathrm{ord}}}(f(Nz), \tfrac{r}{s}) = \frac{(N,s)^2}{N} {{\mathrm{ord}}}\left( f,\tfrac{Nr}{s}\right) . \end{aligned}$$
We extend this definition to functions f in the set
$$\begin{aligned} S \,{:=}\, \{{\tilde{M}}(\tfrac{a}{5},z), {\tilde{N}}(\tfrac{a}{5},z) {:}\;a=1,2\} \cup \{{\tilde{M}}(a,b,z), {\tilde{N}}(a,b,z) {:}\;0\le a\le 4, 1\le b\le 4\} \end{aligned}$$
by defining the orders of these functions at \(\infty \) to be the orders of their holomorphic parts at \(\infty \) (see Sect. 6.2 and (2.1)–(2.4) of [12]); that is,
$$\begin{aligned} {{\mathrm{ord}}}\left( {\tilde{M}}\left( \frac{a}{5}, z\right) , \infty \right) = {{\mathrm{ord}}}\left( {\tilde{M}}(a,b,z), \infty \right)&\,{:=}\, \frac{3a}{10}\left( 1-\frac{a}{5}\right) - \frac{1}{24}, \end{aligned}$$
$$\begin{aligned} {{\mathrm{ord}}}\left( {\tilde{N}}\left( \frac{a}{5}, z\right) , \infty \right)&\,{:=}\, -\frac{1}{24}, \end{aligned}$$
$$\begin{aligned} {{\mathrm{ord}}}\left( {\tilde{N}}(a,b,z), \infty \right)&\,{:=}\, \frac{b}{5} k(b,5) - \frac{3b^2}{50} - \frac{1}{24}, \end{aligned}$$
where \(k(b,5)=1\) if \(b\in \{1,2\}\) and 2 if \(b\in \{3,4\}\). Lastly, for \(f\in S\) we define
$$\begin{aligned} {{\mathrm{ord}}}\left( f,\mathfrak a\right) \,{:=}\, {{\mathrm{ord}}}(f\big |_{\frac{1}{2}}\gamma _{\mathfrak a}, \infty ). \end{aligned}$$
This is well-defined since S is closed (up to multiplication by roots of unity) under the action of \(\mathrm{SL}_2(\mathbb {Z})\). By this same fact we have
$$\begin{aligned} \min _{\text {cusps }\mathfrak a} {{\mathrm{ord}}}\left( {\tilde{N}}(\tfrac{a}{5},z),\mathfrak a\right) \ge \min _{f\in S} {{\mathrm{ord}}}(f,\infty ) = -\frac{1}{24}, \end{aligned}$$
from which it follows that
$$\begin{aligned} {{\mathrm{ord}}}\left( \eta (z){\tilde{N}}(\tfrac{a}{5},z),\mathfrak a\right) \ge 0 \quad \text { for all }\mathfrak a. \end{aligned}$$
To determine the order of \(\eta (z){\tilde{M}}(\tfrac{a}{5},25z)\) at the cusps of \(\Gamma \), we write
$$\begin{aligned} \eta (z){\tilde{M}}(\tfrac{a}{5},25z) = \frac{\eta (z)}{\eta (25z)} m(25z), \quad \text { where } m(z) = \eta (z){\tilde{M}}(\tfrac{a}{5},z). \end{aligned}$$
The cusps of \(\Gamma _0(25)\) are \(\infty \) and \(\frac{r}{5}\), \(0\le r\le 4\). By (6.5) the function \(\eta (z)/\eta (25z)\) is holomorphic at every cusp except for those which are \(\Gamma _0(25)\)-equivalent to \(\infty \) (the latter are \(\frac{13}{50}\), \(\frac{7}{25}\), and \(\frac{9}{25}\) in (6.4)); there we have \({{\mathrm{ord}}}(\eta (z)/\eta (25z),\infty )=-1\). Since \({\tilde{M}}(\frac{a}{5},z)\) also satisfies (6.10), it suffices to check \(\frac{13}{50}\), \(\frac{7}{25}\), and \(\frac{9}{25}\). By (6.5), [12, Theorems 3.1 and 3.2], the fact that \({\left( \begin{matrix}13 &{}\quad 6 \\ 2 &{}\quad 1\end{matrix}\right) = T^6S^{-1}T^{-2}S}\), and (2.1), we have
$$\begin{aligned} {{\mathrm{ord}}}\left( m(25z),\frac{13}{50}\right)&= 25 {{\mathrm{ord}}}\left( m(z),\frac{13}{2}\right) \\&= 25 \left( \frac{1}{24} + {{\mathrm{ord}}}\left( {\tilde{M}}(3a \bmod 5,a,z),\infty \right) \right) = {\left\{ \begin{array}{ll} 9 &{} \text { if }a=1, \\ 6 &{} \text { if }a=2. \end{array}\right. } \end{aligned}$$
A similar computation shows that \({{\mathrm{ord}}}(m(25z),\frac{7}{25}),{{\mathrm{ord}}}(m(25z),\frac{9}{25}) \ge 4\). Since L(z) is holomorphic on \(\mathbb {H}\), we have, for each cusp \(\mathfrak a\), the inequality
$$\begin{aligned} {{\mathrm{ord}}}(\eta (z) L(z), \mathfrak a) \ge \min \left\{ {{\mathrm{ord}}}\left( \eta (z) f(z),\mathfrak a\right) {:} \; f(z)={\tilde{N}}(\tfrac{1}{5},z), \; {\tilde{M}}(\tfrac{1}{5},25z), \; {\tilde{M}}(\tfrac{2}{5},25z) \right\} \ge 0. \end{aligned}$$
We turn to \(\eta (z)R(z)\). For this we require Theorem 3.3 of [3], which states that
$$\begin{aligned} {{\mathrm{ord}}}(g,\tfrac{r}{s})&= {\left\{ \begin{array}{ll} \frac{11}{60} &{} \text { if } 5\mid s\text { and } r\equiv \pm 2 \pmod 5, \\ -\frac{1}{60} &{} \text { otherwise,} \end{array}\right. } \end{aligned}$$
$$\begin{aligned} {{\mathrm{ord}}}(h,\tfrac{r}{s})&= {\left\{ \begin{array}{ll} \frac{11}{60} &{} \text { if } 5\mid s\text { and } r\equiv \pm 1 \pmod 5, \\ -\frac{1}{60} &{} \text { otherwise.} \end{array}\right. } \end{aligned}$$
Here we have corrected a typo in (3.2) of [3] (see (2.9) and Lemma 3.2 of that paper). By (6.5), (6.11), and (6.12) we have
$$\begin{aligned} {{\mathrm{ord}}}\left( \eta (z)R(z), \tfrac{r}{s} \right) \ge - \frac{(10,s)^2}{600} + \min \left\{ \frac{1}{24} + \frac{(50,s)^2-(25,s)^2}{600}, \frac{(2,s)^2}{24} \right\} . \end{aligned}$$
Since the latter expression is nonnegative for all \(s{\mid } 50\), it follows that \(\eta (z)R(z)\) is holomorphic at the cusps. This completes the proof. \(\square \)

While Ramanujan reused the letters f, \(\phi \), \(\psi \), \(\chi \), and F in each group, the usual convention is to write those in the first group with a subscript ‘0’ and those in the second group with a subscript ‘1’.


There is a close relationship between the construction of the function H and certain functions appearing in umbral moonshine (see [79]).



Open Access

This article is distributed under the terms of the Creative Commons Attribution 4.0 International License (, which permits unrestricted use, distribution, and reproduction in any medium, provided you give appropriate credit to the original author(s) and the source, provide a link to the Creative Commons license, and indicate if changes were made.

Authors’ Affiliations

University of California Los Angeles


  1. Andrews, G.E., Garvan, F.G.: Ramanujan’s “lost” notebook VI: the mock theta conjectures. Adv. Math. 73(2), 242–255 (1989)MathSciNetView ArticleMATHGoogle Scholar
  2. Berndt, B.C., Rankin, R.A.: Ramanujan: letters and commentary. History of mathematics. American Mathematical Society, Providence (1995)MATHGoogle Scholar
  3. Biagioli, A.J.F.: A proof of some identities of Ramanujan using modular forms. Glasgow. Math. J. 31(3), 271–295 (1989)MathSciNetView ArticleMATHGoogle Scholar
  4. Bringmann, K., Ono, K.: Dyson’s ranks and Maass forms. Ann. Math. 171(1), 419–449 (2010)MathSciNetView ArticleMATHGoogle Scholar
  5. Bringmann, K., Ono, K., Rhoades, R.C.: Eulerian series as modular forms. J. Am. Math. Soc. 21(4), 1085–1104 (2008)MathSciNetView ArticleMATHGoogle Scholar
  6. Bruinier, J.H.: Borcherds products on O(2, \(l\)) and Chern classes of Heegner divisors. Lecture notes in mathematics, vol. 1780. Springer, Berlin (2002)Google Scholar
  7. Cheng, M.C., Duncan, J.F., Harvey, J.A.: Umbral moonshine and the Niemeier lattices. Res. Math. Sci. 1, 81 (2014)MathSciNetView ArticleMATHGoogle Scholar
  8. Duncan, J.F., Griffin, M.J., Ono, K.: Proof of the umbral moonshine conjecture. Res. Math. Sci. 2, 47 (2015)MathSciNetMATHGoogle Scholar
  9. Duncan, J. F. R. and Harvey, J. A. . The umbral moonshine module for the unique unimodular Niemeier root system. Preprint arXiv:1412.8191
  10. Eichler, M., Zagier, D.: The theory of Jacobi forms. Progress in mathematics, vol. 55. Birkhäuser, Boston (1985)Google Scholar
  11. Folsom, A.: A short proof of the mock theta conjectures using Maass forms. Proc. Am. Math. Soc. 136(12), 4143–4149 (2008)MathSciNetView ArticleMATHGoogle Scholar
  12. F. Garvan. Transformation properties for Dyson’s rank function. Preprint, arXiv:1601.05781
  13. Gordon, B., McIntosh, R.J.: Modular transformations of Ramanujan’s fifth and seventh order mock theta functions. Ramanujan. J. 7(1–3), 193–222 (2003)MathSciNetView ArticleMATHGoogle Scholar
  14. Gordon, B., McIntosh, R.J.: A survey of classical mock theta functions. Partitions, q-series, and modular forms, pp. 95–144. Springer, New York (2012)View ArticleGoogle Scholar
  15. Hickerson, D.: A proof of the mock theta conjectures. Invent. Math. 94(3), 639–660 (1988)MathSciNetView ArticleMATHGoogle Scholar
  16. Iwaniec, H.: Topics in classical automorphic forms. Graduate studies in mathematics, vol. 17. American Mathematical Society, Providence (1997)Google Scholar
  17. Robins, S.: Arithmetic properties of modular forms. Ph.D. Thesis, University of California, Los Angeles (1991)
  18. Robins, S.: Generalized Dedekind \(\eta \)-products. The Rademacher legacy to mathematics, vol. 166, pp. 119–128. American Mathematical Society, Providence (1994)View ArticleGoogle Scholar
  19. N.-P. Skoruppa. Über den Zusammenhang zwischen Jacobiformen und Modulformen halbganzen Gewichts. Bonner Mathematische Schriften [Bonn Mathematical Publications], 159. Universität Bonn, Mathematisches Institut, Bonn (1985)
  20. Sturm, J.: On the congruence of modular forms. In: Number theory (New York, 1984–1985). Lecture Notes in Mathematics, vol. 1240, pp. 275–280. Springer, Berlin (1987)
  21. Watson, G.N.: The mock theta functions (2). Proc. Lond. Math. Soc. S2–42(1), 274 (1937)MathSciNetView ArticleMATHGoogle Scholar
  22. Zagier, D.: Ramanujan’s mock theta functions and their applications (d’après Zwegers and Bringmann-Ono). Astérisque, (326):Exp. No. 986, vii–viii, 143–164, 2009. Séminaire Bourbaki. Vol. 2007/2008 (2010)
  23. Zwegers S. P.: Mock theta functions. Ph.D. Thesis, Universiteit Utrecht (2002)


© The Author(s) 2016